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CONTRACT NOTE

(CAPITAL MARKET SEGMENT OF MADHYA PRADESH STOCK EXCHANGE LTD)

Stamp Duty as required under provisions of the Indian Stamp Act

Contract Note issued by Members acting for constituents as Brokers and Agents

Trades done in National Stock Exchange of India Ltd (NSE) pursuant to the provisions of Chapter 6A of the Bye-laws of MPSE

Company Name

MEMBER : MADHYA PRADESH STOCK EXCHANGE LIMITED(MPSE)

Registered office : 201 , Palika Plaza, Phase-II, M.T.H. Compound , Indore – 452001 Tel No. 0731-2432842-47, 4008201 -213,

Fax. 0731-2432849 E mail : Contact@mpseindia.in

SEBI Reg. No. INB0231102733 , Trading member Code :xxxxxx PAN No. : AADCM6438L, Service Tax No. : AADCM6438LST001

Dealing Office Address:

To

 

_________________________

_________________________


Sir/ Madam,

I / We have this day done by your order and on your account the following transactions :

CONTRACT NOTE NO.:

 

TRADE DATE :

 

SETTLEMENT NO.

 

SETTLEMENT DATE

Order

No.

Order

Time

Trade

No.

Trade

Time

Security

(Description)

Quantity

Buy / Sell

Gross Rate per Security

(Rs)

Total

(Rs)

Brokerage *

(Total)

(Rs)

Service

Tax *

(Total)

(Rs)

Securities Transaction Tax *

(Rs)

Total (inclusive / net of brokerage, service tax & STT) (Rs)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1. Brokerage has been charged as stated and has been at rates not exceeding the official scale of brokerage and indicated separately.

2. This contract is subject to provisions of Chapter 6A of the MPSE byelaws

3. The provisions printed overleaf form a part of the contract.

 

Date :

Yours faithfully,

 

Place :

 

Company Name

 

Authorized Signatory

Name

 

Extracts of Chapter 6A

Investor Grievance and Arbitration:

Complaints or investor grievances against the Trading Members arising out of or in relation to transactions under this chapter shall be dealt with in accordance with the investor grievances redressal mechanism prescribed under the Bye-laws and Regulations of MPSE.

 

Disputes between MPSE trading members interse and between MPSE trading members and their clients, arising out of or in relation to the transactions under this chapter shall be referred to arbitration proceedings under the Bye-laws and Regulations of MPSE. However, the arbitration shall be done by MPSE in accordance with the procedures prescribed under the Rules, Byelaws and Regulations of NSE . If there is any dispute between a member of MPSE and a member of NSE or with a member of another Exchange with which NSE may have similar arrangement, the same shall be resolved under NSE Bye-laws and Regulations.

 

Applicability of the Rules and Regulations of NSE:

 

All transactions done on the Trading platform of NSE under the arrangement shall be subject to the Rules, Byelaws, Regulations, Circulars, practices and procedures as prevalent on NSE. Members trading under the arrangement shall be bound by and comply with the Rules, Byelaws, Regulations and Circulars regarding trading, clearing and settlement, risk management etc. in respect of the transactions and all matters arising out of such transactions entered into by them on the trading platform of NSE. No member shall raise any objection on the ground that the same are not in conformity with the Rules, Byelaws, Regulations, practices and procedures prevalent on MPSE; PROVIDED, however, that the applicability of the Rules, Byelaws, Regulations, Circulars, practices and procedures as prevalent on NSE shall be subject to the terms and conditions and to the extent as provided in the Agreement as may be entered into between MPSE and NSE and in this Chapter. PROVIDED further that except as provided above, the members shall be subject to the Rules, Byelaws & Regulations of MPSE.